Broker Compliance Suite

4 broker compliance tools: marketing scans, IB/affiliate monitoring, regulatory tracking, and routing checks.

Compliance teams at brokers and IBs juggle marketing review, affiliate oversight, multi-jurisdiction regulatory tracking, and entity-routing accuracy — often across spreadsheets and manual checklists. This suite brings all four into one place. Nothing here connects to a live regulatory feed or scrapes anything automatically — you review the material and log the findings, and this suite structures that work into a consistent, auditable record.